Latest from Financial Markets Authority

CEO of Kiwi gold mining company given notice amid controversies

New Talisman's chief executive Matt Hill has been given notice.

Watch: FMA warns investors about wholesale schemes

If investors had any concerns around these issues "they should just walk away" - FMA.

FMA moves against Du Val Group on $20m fund

Financial Markets Authority is yet to announce any action against Du Val.

Markets watchdog has 'less tolerance' for anti-money laundering breaches

A new report detailed anti-money laundering monitoring insights for the past three years.

KiwiSaver hardships claims spiked, manager fees too

More than 3 million people are now in KiwiSaver.

'Treacherous trio of scams': Markets watchdog issues warning about Covid-19 exploitation

Scammers and fraudsters are exploiting the Covid-19 crisis and economic climate.

FMA appoints new chief executive

Kiwi Samantha Barrass will return to New Zealand to take up the role.

Derivatives trading firm hit with $770,000 fine

About $40.8m of the $50m in suspicious transactions related to deposits by two customers.

FMA survey highlights rising popularity of online trading platforms

The FMA says investor confidence is running high, as is interest in online platforms.

High Court considers penalty for derivatives trader's breaches

The FMA said the firm failed in its legal obligations over nearly $50m in transactions.

Influencers warned not to give financial advice

Regulator concerned some may be straying into regulated financial advice.

High Court strikes out part of $278m claims against PwC

Judge says the claims can be regarded as 'frivolous, vexatious or an abuse of process'.

Judge rules against third CBL accused's continued anonymity

Businessman fears he would die from a stroke if his name was published in SFO case.

New stock exchange for SMEs to be launched

Catalist will target companies that are valued between $6m and $60m.

Shares trader behind $10m Ponzi scheme loses final appeal bid

Steven Robertson stole millions from his clients to fund a lavish lifestyle.

Derivatives trader admits anti-money laundering law breaches

Company accounts show the company made a $154m loss in 2020.