The FMA says it saw positive change in market participant conduct last year.

Auckland teens' initial coin offering withdrawn following alleged hack and FMA warning.

Exclusive: Teenager faces FMA scrutiny after soliciting millions for his exotic venture.

Brokerage firm failed to carry out customer due diligence, says FMA.

Scam complaints to the investment watchdog spiked up to a two year high last month.

An unauthorised financial advisor has been charged for allegedly misappropriating funds.

Kiwis will be able to access personalised automated financial advice.

Plexure Group has distanced itself from the person charged with insider trading.

The FMA has filed insider trading charges in relation to shares of VMob/Plexure traded.

The woman thought an online ad to "make easy money from home" was linked to a millionaire.

The FMA says it will crackdown on directors who encourage the misuse of its register.

Prince and Partners admits failings as trustee of Viaduct Capital.

The FMA expects to shortly reach a settlement with Prince and Partners Trustee Co.

FMA allows KiwiSaver managers to use one of two methods to show fees charged.

The FMA also paid $1.65m for lawyers, investigators and external services in the case.

The High Court found Mark Warminger manipulated the stock market on two occasions in 2014.

The FMA has issued licenses 201 firms under the new securities law regime.

Anthony Wilson pleaded guilty to charges of falsifying documents for financial advantage.

Financial Markets Authority withdraws two charges after admission in Eroad case.

The FMA wants to license all short-term derivatives firms before the year is out.

FMA seeks tighter disclosure of non-GAAP measures that can make companies look better.

A current and a former employee of logistics and fleet management company Eroad face charges.

The FMA has today released a series of pointers on how consumers should deal with the investment sector.

Liquidators have recovered a further $35,000 from clients who go more money out than they put into an alleged Ponzi scheme. A Christchurch

The Financial Markets Authority is bracing for rapid changes as a result of technology advances with robo-advice the most obvious candidate.

Twelve financial entities have been officially warned by the regulator after they were found to be in breach of anti-money laundering law.

The new FMA guide for code of conduct brushes off claims the market was the best arbiter of fixing any problems in the sector.

King Salmon passed an FMA sniff test despite only hinting at challenges in Sounds.

The Financial Markets Authority says it is "particularly concerned" about continued low levels of reporting by New Zealand financial services firms.

The FMA says it wants to encourage investors into the sharemarket and business conduct will be important in improving confidence.